Our Staff has compiled our research into a database of FINRA Disclosures for Holly Smith. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Holly Smith | 1429151 | 4 | 11/30/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Holly Smith | 1429151 | 4 | 10/21/1993 | Customer Dispute | Settled | $11,633.00 | $0.00 | See FINRA Report |
| Holly Smith | 1429151 | 4 | 10/21/1993 | Customer Dispute | Settled | $15,253.00 | $0.00 | See FINRA Report |
| Holly Smith | 1429151 | 4 | 10/21/1993 | Customer Dispute | Settled | $11,244.00 | $0.00 | See FINRA Report |