Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Frances Alessi. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Frances Alessi | 1423385 | 7 | 08/05/2002 | Customer Dispute | Denied | $24,680.00 | $0.00 | See FINRA Report |
Thomas Frances Alessi | 1423385 | 7 | 07/11/2002 | Customer Dispute | Denied | $14,400.00 | $0.00 | See FINRA Report |