Our Staff has compiled our research into a database of FINRA Disclosures for Michael Joseph Valdes. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Joseph Valdes | 1412990 | 14 | 11/06/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Joseph Valdes | 1412990 | 14 | 04/14/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Joseph Valdes | 1412990 | 14 | 12/10/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Joseph Valdes | 1412990 | 14 | 03/22/1993 | Customer Dispute | Settled | $255,440.00 | $0.00 | See FINRA Report |