Our Staff has compiled our research into a database of FINRA Disclosures for Michael Joseph Valdes. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Valdes | 1412990 | 14 | 09/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 12/27/2006 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 08/28/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 07/01/2003 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 11/11/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 06/27/2002 | Customer Dispute | Award / Judgment | $150,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 04/18/2002 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 09/07/2001 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 07/26/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Valdes | 1412990 | 14 | 01/20/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |