Our Staff has compiled our research into a database of FINRA Disclosures for Phillip Lee Elliott. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Phillip Lee Elliott | 1410115 | 3 | 09/21/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Phillip Lee Elliott | 1410115 | 3 | 07/27/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Phillip Lee Elliott | 1410115 | 3 | 04/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |