Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Russell Curtis. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Russell Curtis | 1402285 | 7 | 11/08/2019 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 08/30/2017 | Customer Dispute | Denied | $4,952,610.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 10/05/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 09/21/2015 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 07/19/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 06/20/1997 | Customer Dispute | Award / Judgment | $0.00 | $12,500.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 10/18/1996 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |