Our Staff has compiled our research into a database of FINRA Disclosures for John Kay Springer. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Kay Springer | 1399186 | 5 | 12/22/2004 | Customer Dispute | Denied | $142,193.00 | $0.00 | See FINRA Report |
| John Kay Springer | 1399186 | 5 | 02/10/2003 | Customer Dispute | Denied | $144,817.00 | $0.00 | See FINRA Report |
| John Kay Springer | 1399186 | 5 | 01/31/2003 | Customer Dispute | Settled | $33,802.10 | $0.00 | See FINRA Report |
| John Kay Springer | 1399186 | 5 | 03/04/2002 | Customer Dispute | Settled | $126,989.00 | $0.00 | See FINRA Report |
| John Kay Springer | 1399186 | 5 | 12/21/1998 | Customer Dispute | Denied | $18,500.00 | $0.00 | See FINRA Report |