Our Staff has compiled our research into a database of FINRA Disclosures for Elliot Fine. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elliot Fine | 1398447 | 9 | 04/30/2007 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 06/11/2004 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 09/08/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 01/28/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 05/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 01/13/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 12/08/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elliot Fine | 1398447 | 9 | 11/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 12/22/1997 | Customer Dispute | Denied | $11,252.00 | $0.00 | See FINRA Report |