Potomac Analytics' Logo

FINRA Disclosures for Alvery Anthony Bartlett

Our Staff has compiled our research into a database of FINRA Disclosures for Alvery Anthony Bartlett. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alvery Anthony Bartlett13975806/13/2024Customer DisputePending$2,000,000.00$0.00See FINRA Report
Alvery Anthony Bartlett13975806/29/2023RegulatoryFinal$0.00$0.00See FINRA Report
Alvery Anthony Bartlett13975802/23/2023Customer DisputePending$10,000,000.00$0.00See FINRA Report
Alvery Anthony Bartlett13975804/05/2022Customer DisputeSettled$10,000,000.00$0.00See FINRA Report
Alvery Anthony Bartlett13975806/08/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Alvery Anthony Bartlett13975808/13/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Alvery Anthony Bartlett13975801/08/2018Customer DisputeSettled$3,940,000.00$0.00See FINRA Report
Alvery Anthony Bartlett13975801/23/2015Customer DisputeSettled$0.00$0.00See FINRA Report

8 Results

Display: