Our Staff has compiled our research into a database of FINRA Disclosures for Alvery Anthony Bartlett. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alvery Anthony Bartlett | 13975 | 8 | 06/13/2024 | Customer Dispute | Pending | $2,000,000.00 | $0.00 | See FINRA Report |
Alvery Anthony Bartlett | 13975 | 8 | 06/29/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Alvery Anthony Bartlett | 13975 | 8 | 02/23/2023 | Customer Dispute | Pending | $10,000,000.00 | $0.00 | See FINRA Report |
Alvery Anthony Bartlett | 13975 | 8 | 04/05/2022 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
Alvery Anthony Bartlett | 13975 | 8 | 06/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Alvery Anthony Bartlett | 13975 | 8 | 08/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Alvery Anthony Bartlett | 13975 | 8 | 01/08/2018 | Customer Dispute | Settled | $3,940,000.00 | $0.00 | See FINRA Report |
Alvery Anthony Bartlett | 13975 | 8 | 01/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |