Our Staff has compiled our research into a database of FINRA Disclosures for Mark Stephan Trimmer. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Stephan Trimmer | 1396130 | 7 | 12/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Stephan Trimmer | 1396130 | 7 | 12/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Stephan Trimmer | 1396130 | 7 | 06/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Stephan Trimmer | 1396130 | 7 | 10/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Stephan Trimmer | 1396130 | 7 | 09/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Stephan Trimmer | 1396130 | 7 | 01/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Stephan Trimmer | 1396130 | 7 | 11/23/2009 | Customer Dispute | Settled | $171,335.00 | $0.00 | See FINRA Report |