Our Staff has compiled our research into a database of FINRA Disclosures for Barry D Richter. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry D Richter | 1387197 | 9 | 09/18/2020 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 01/04/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 12/18/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 06/08/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 05/11/2000 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 04/10/2000 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 08/02/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 07/09/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 10/14/1994 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |