Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Yancey Williams. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Yancey Williams | 1372002 | 6 | 10/22/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Yancey Williams | 1372002 | 6 | 08/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Yancey Williams | 1372002 | 6 | 07/13/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Thomas Yancey Williams | 1372002 | 6 | 05/17/1999 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Thomas Yancey Williams | 1372002 | 6 | 10/04/1996 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Thomas Yancey Williams | 1372002 | 6 | 05/04/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |