Our Staff has compiled our research into a database of FINRA Disclosures for Michael David Mathias. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Mathias | 1349406 | 21 | 11/02/2001 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 05/29/2001 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 12/08/1997 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 03/26/1997 | Customer Dispute | Settled | $196,900.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 04/22/1996 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 10/09/1995 | Customer Dispute | Settled | $471,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 09/27/1995 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 12/28/1994 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 11/11/1994 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 01/04/1993 | Customer Dispute | Settled | $425,800.00 | $0.00 | See FINRA Report |