Our Staff has compiled our research into a database of FINRA Disclosures for Michael David Mathias. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Mathias | 1349406 | 21 | 11/11/1994 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 01/04/1993 | Customer Dispute | Settled | $425,800.00 | $0.00 | See FINRA Report |