Our Staff has compiled our research into a database of FINRA Disclosures for James York Bacigalupi. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James York Bacigalupi | 1344914 | 7 | 01/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 08/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 11/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 09/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 12/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 08/14/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 02/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |