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FINRA Disclosures for Robert Elliott Dunlap

Our Staff has compiled our research into a database of FINRA Disclosures for Robert Elliott Dunlap. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Elliott Dunlap1341879705/21/1997RegulatoryFinal$0.00$0.00See FINRA Report
Robert Elliott Dunlap1341879712/13/1995Customer DisputeSettled$19,500.00$0.00See FINRA Report
Robert Elliott Dunlap1341879701/04/1995Customer DisputeSettled$25,000.00$0.00See FINRA Report
Robert Elliott Dunlap1341879707/01/1992Customer DisputeSettled$47,065.30$0.00See FINRA Report
Robert Elliott Dunlap1341879704/18/1989Customer DisputeAward / Judgment$63,000.00$36,500.00See FINRA Report
Robert Elliott Dunlap1341879704/17/1989Customer DisputeAward / Judgment$76,000.00$48,978.00See FINRA Report
Robert Elliott Dunlap1341879710/20/1988Customer DisputeSettled$0.00$0.00See FINRA Report

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