Our Staff has compiled our research into a database of FINRA Disclosures for Robert Harris Sullivan. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Harris Sullivan | 1341663 | 4 | 05/07/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Harris Sullivan | 1341663 | 4 | 10/27/2011 | Customer Dispute | Settled | $9,032.31 | $0.00 | See FINRA Report |
| Robert Harris Sullivan | 1341663 | 4 | 11/05/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Harris Sullivan | 1341663 | 4 | 01/07/1999 | Customer Dispute | Award / Judgment | $1,400,000.00 | $300,000.00 | See FINRA Report |