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FINRA Disclosures for Juliann Fayard Smith

Our Staff has compiled our research into a database of FINRA Disclosures for Juliann Fayard Smith. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Juliann Fayard Smith1338081805/06/2024Customer DisputePending$66,900.00$0.00See FINRA Report
Juliann Fayard Smith1338081810/07/2022Customer DisputeSettled$320,000.00$0.00See FINRA Report
Juliann Fayard Smith1338081808/05/2022Customer DisputeSettled$28,000.00$0.00See FINRA Report
Juliann Fayard Smith1338081808/02/2022Customer DisputeSettled$150,000.00$0.00See FINRA Report

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