Our Staff has compiled our research into a database of FINRA Disclosures for Juliann Fayard Smith. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juliann Fayard Smith | 1338081 | 8 | 05/06/2024 | Customer Dispute | Pending | $66,900.00 | $0.00 | See FINRA Report |
| Juliann Fayard Smith | 1338081 | 8 | 10/07/2022 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Juliann Fayard Smith | 1338081 | 8 | 08/05/2022 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Juliann Fayard Smith | 1338081 | 8 | 08/02/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Juliann Fayard Smith | 1338081 | 8 | 11/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juliann Fayard Smith | 1338081 | 8 | 01/18/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juliann Fayard Smith | 1338081 | 8 | 12/21/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juliann Fayard Smith | 1338081 | 8 | 05/12/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |