Our Staff has compiled our research into a database of FINRA Disclosures for Stephen Elliot Alloy. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Elliot Alloy | 1334901 | 7 | 01/25/2011 | Customer Dispute | Settled | $5,440.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 03/31/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 12/22/2009 | Customer Dispute | Settled | $26,400.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 04/09/2009 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 04/01/2009 | Customer Dispute | Closed-No Action | $5,500.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 02/10/2009 | Customer Dispute | Denied | $6,140.00 | $0.00 | See FINRA Report |
| Stephen Elliot Alloy | 1334901 | 7 | 02/09/2009 | Customer Dispute | Settled | $39,200.00 | $0.00 | See FINRA Report |