Our Staff has compiled our research into a database of FINRA Disclosures for Mark Fred Augusta. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Fred Augusta | 1333913 | 24 | 05/27/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Fred Augusta | 1333913 | 24 | 05/26/2015 | Customer Dispute | Award / Judgment | $0.00 | $1,797,050.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 11/26/2001 | Customer Dispute | Final | $3,300,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 04/23/2001 | Customer Dispute | Final | $229,256.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 04/23/2001 | Customer Dispute | Final | $514,845.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 12/21/2000 | Customer Dispute | Final | $500,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 10/02/2000 | Customer Dispute | Settled | $107,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 09/29/2000 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 08/17/2000 | Customer Dispute | Award / Judgment | $0.00 | $168,400.00 | See FINRA Report |
| Mark Fred Augusta | 1333913 | 24 | 08/10/2000 | Customer Dispute | Final | $312,000.00 | $0.00 | See FINRA Report |