Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Ruben Alvarado. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Ruben Alvarado | 1329628 | 30 | 08/29/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 08/16/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 07/31/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 07/02/2018 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 05/15/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 02/28/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 01/25/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 12/13/2017 | Customer Dispute | Settled | $640,457.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 08/11/2017 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 05/10/2017 | Customer Dispute | Settled | $335,000.00 | $0.00 | See FINRA Report |