Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Ruben Alvarado. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Ruben Alvarado | 1329628 | 30 | 11/04/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 08/23/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 06/27/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 05/22/2019 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 04/11/2019 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 04/04/2019 | Customer Dispute | Settled | $326,799.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 04/03/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 03/15/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 10/31/2018 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 09/10/2018 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |