Our Staff has compiled our research into a database of FINRA Disclosures for Sam Pieh. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sam Pieh | 1321892 | 10 | 04/03/2017 | Customer Dispute | Settled | $96,407.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 08/09/2005 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Sam Pieh | 1321892 | 10 | 09/20/2002 | Customer Dispute | Settled | $635,855.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 07/26/2002 | Customer Dispute | Settled | $343,608.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 05/16/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sam Pieh | 1321892 | 10 | 05/07/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 01/15/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 11/16/2001 | Customer Dispute | Settled | $3,199,350.00 | $0.00 | See FINRA Report |
| Sam Pieh | 1321892 | 10 | 12/03/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sam Pieh | 1321892 | 10 | 09/16/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |