Our Staff has compiled our research into a database of FINRA Disclosures for Rick Alan Davidson. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Alan Davidson | 1315998 | 15 | 03/18/2023 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 01/27/2022 | Customer Dispute | Pending | $5,001.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 04/20/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 02/26/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 09/25/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 06/20/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 11/04/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 05/15/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 07/22/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 03/06/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |