Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Charles Ofarrell. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Charles Ofarrell | 1302300 | 6 | 02/26/2003 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Thomas Charles Ofarrell | 1302300 | 6 | 02/28/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Ofarrell | 1302300 | 6 | 01/02/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Charles Ofarrell | 1302300 | 6 | 10/16/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Ofarrell | 1302300 | 6 | 05/22/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Ofarrell | 1302300 | 6 | 03/12/1991 | Customer Dispute | Award / Judgment | $165,180.00 | $0.00 | See FINRA Report |