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FINRA Disclosures for Doel Rafael Garciaromero

Our Staff has compiled our research into a database of FINRA Disclosures for Doel Rafael Garciaromero. Search or filter the database to find more about this broker.

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Displaying 41-50 out of 70 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Doel Rafael Garciaromero13017859510/04/2016Customer DisputeSettled$688,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859508/03/2016Customer DisputeSettled$600,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859506/09/2016Customer DisputeSettled$510,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859512/09/2015Customer DisputeSettled$405,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859511/05/2015Customer DisputeSettled$1,113,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/28/2015Customer DisputeSettled$180,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/26/2015Customer DisputeSettled$240,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/21/2015Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/19/2015Customer DisputeSettled$100,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/19/2015Customer DisputeSettled$995,000.00$0.00See FINRA Report

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