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FINRA Disclosures for Doel Rafael Garciaromero

Our Staff has compiled our research into a database of FINRA Disclosures for Doel Rafael Garciaromero. Search or filter the database to find more about this broker.

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Displaying 31-40 out of 70 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Doel Rafael Garciaromero13017859511/09/2017Customer DisputeSettled$1,400,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859511/01/2017Customer DisputeSettled$200,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859511/01/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859506/26/2017Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859505/15/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859505/03/2017Customer DisputeSettled$105,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859504/19/2017Customer DisputeSettled$600,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859502/10/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859512/20/2016Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859511/17/2016Customer DisputeSettled$800,000.00$0.00See FINRA Report

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