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FINRA Disclosures for Doel Rafael Garciaromero

Our Staff has compiled our research into a database of FINRA Disclosures for Doel Rafael Garciaromero. Search or filter the database to find more about this broker.

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Displaying 41-50 out of 95 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Doel Rafael Garciaromero13017859502/28/2018Customer DisputeSettled$600,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859502/15/2018Customer DisputeSettled$240,613.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859502/06/2018Customer DisputeSettled$2,916,470.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859512/22/2017Customer DisputeSettled$824,891.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859511/15/2017Customer DisputeAward / Judgment$6,000,000.00$4,881,130.00See FINRA Report
Doel Rafael Garciaromero13017859511/09/2017Customer DisputeSettled$1,400,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859511/01/2017Customer DisputeSettled$200,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859511/01/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859506/26/2017Customer DisputeSettled$2,000,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859506/08/2017Customer DisputeDismissed$6,977,170.00$0.00See FINRA Report

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