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FINRA Disclosures for Doel Rafael Garciaromero

Our Staff has compiled our research into a database of FINRA Disclosures for Doel Rafael Garciaromero. Search or filter the database to find more about this broker.

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Displaying 31-40 out of 95 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Doel Rafael Garciaromero13017859507/31/2018Customer DisputeSettled$250,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859507/27/2018Customer DisputeWithdrawn$129,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859507/27/2018Customer DisputeSettled$350,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859506/28/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859506/27/2018Customer DisputeAward / Judgment$295,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859506/11/2018Customer DisputeSettled$250,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859505/25/2018Customer DisputeSettled$3,500,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859505/22/2018Customer DisputeSettled$603,041.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859505/07/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859504/17/2018Customer DisputeSettled$782,847.00$0.00See FINRA Report

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