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FINRA Disclosures for Doel Rafael Garciaromero

Our Staff has compiled our research into a database of FINRA Disclosures for Doel Rafael Garciaromero. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 95 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Doel Rafael Garciaromero13017859504/05/2019Customer DisputeSettled$105,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859503/19/2019Customer DisputeSettled$146,380.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859503/13/2019Customer DisputeSettled$115,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/22/2018Customer DisputeWithdrawn$1,500,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/22/2018Customer DisputeSettled$490,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/18/2018Customer DisputeWithdrawn$100,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/15/2018Customer DisputeWithdrawn$400,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/15/2018Customer DisputeWithdrawn$1,080,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/15/2018Customer DisputeWithdrawn$420,000.00$0.00See FINRA Report
Doel Rafael Garciaromero13017859510/08/2018Customer DisputeWithdrawn$160,000.00$0.00See FINRA Report

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