Our Staff has compiled our research into a database of FINRA Disclosures for Rick Lynn Duncan. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rick Lynn Duncan | 1288675 | 7 | 07/29/2013 | Customer Dispute | Settled | $25,614.00 | $0.00 | See FINRA Report |
Rick Lynn Duncan | 1288675 | 7 | 12/31/1992 | Customer Dispute | Settled | $93,000.00 | $0.00 | See FINRA Report |