Potomac Analytics' Logo

FINRA Disclosures for Rick Lynn Duncan

Our Staff has compiled our research into a database of FINRA Disclosures for Rick Lynn Duncan. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rick Lynn Duncan1288675712/04/2006Customer DisputeDenied$5,000.00$0.00See FINRA Report
Rick Lynn Duncan1288675707/31/2002Customer DisputeDenied$5,000.00$0.00See FINRA Report
Rick Lynn Duncan1288675706/28/1999Customer DisputeDenied$42,466.00$0.00See FINRA Report
Rick Lynn Duncan1288675710/02/1997Customer DisputeDenied$0.00$0.00See FINRA Report

4 Results

Display: