Our Staff has compiled our research into a database of FINRA Disclosures for Rick Lynn Duncan. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Lynn Duncan | 1288675 | 7 | 07/29/2013 | Customer Dispute | Settled | $25,614.00 | $0.00 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 12/04/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 04/02/2004 | Customer Dispute | Award / Judgment | $25,830.90 | $25,830.90 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 07/31/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 06/28/1999 | Customer Dispute | Denied | $42,466.00 | $0.00 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 10/02/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rick Lynn Duncan | 1288675 | 7 | 12/31/1992 | Customer Dispute | Settled | $93,000.00 | $0.00 | See FINRA Report |