Our Staff has compiled our research into a database of FINRA Disclosures for William John Braun. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John Braun | 1271500 | 4 | 11/07/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| William John Braun | 1271500 | 4 | 11/20/1998 | Customer Dispute | Denied | $22,637.00 | $5,000.00 | See FINRA Report |
| William John Braun | 1271500 | 4 | 11/18/1996 | Customer Dispute | Award / Judgment | $2,519.00 | $2,519.00 | See FINRA Report |