Our Staff has compiled our research into a database of FINRA Disclosures for Garren Joseph Sepede. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garren Joseph Sepede | 1262896 | 5 | 10/07/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Garren Joseph Sepede | 1262896 | 5 | 04/02/1996 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Garren Joseph Sepede | 1262896 | 5 | 11/03/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Garren Joseph Sepede | 1262896 | 5 | 12/16/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Garren Joseph Sepede | 1262896 | 5 | 01/13/1988 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |