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FINRA Disclosures for Douglas John Mccauley

Our Staff has compiled our research into a database of FINRA Disclosures for Douglas John Mccauley. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Douglas John McCauley12578111209/04/2013RegulatoryFinal$0.00$0.00See FINRA Report
Douglas John McCauley12578111212/04/2012RegulatoryFinal$0.00$0.00See FINRA Report
Douglas John McCauley12578111211/02/2006RegulatoryFinal$0.00$0.00See FINRA Report

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