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FINRA Disclosures for Frank Mcnair Sims

Our Staff has compiled our research into a database of FINRA Disclosures for Frank Mcnair Sims. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frank McNair Sims1252022701/21/2005Customer DisputeSettled$200,000.00$0.00See FINRA Report
Frank McNair Sims1252022705/06/2003Customer DisputeDenied$25,000.00$0.00See FINRA Report
Frank McNair Sims1252022705/06/2003Customer DisputeDenied$25,000.00$0.00See FINRA Report
Frank McNair Sims1252022705/06/2003Customer DisputeDenied$6,250.00$0.00See FINRA Report
Frank McNair Sims1252022705/06/2003Customer DisputePending$6,250.00$0.00See FINRA Report
Frank McNair Sims1252022705/06/2003Customer DisputeDenied$25,000.00$0.00See FINRA Report
Frank McNair Sims1252022710/05/1995Employment Separation After Allegations$0.00$0.00See FINRA Report

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