Our Staff has compiled our research into a database of FINRA Disclosures for Frank Mcnair Sims. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frank McNair Sims | 1252022 | 7 | 01/21/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Frank McNair Sims | 1252022 | 7 | 05/06/2003 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Frank McNair Sims | 1252022 | 7 | 05/06/2003 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Frank McNair Sims | 1252022 | 7 | 05/06/2003 | Customer Dispute | Denied | $6,250.00 | $0.00 | See FINRA Report |
Frank McNair Sims | 1252022 | 7 | 05/06/2003 | Customer Dispute | Pending | $6,250.00 | $0.00 | See FINRA Report |
Frank McNair Sims | 1252022 | 7 | 05/06/2003 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Frank McNair Sims | 1252022 | 7 | 10/05/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |