Our Staff has compiled our research into a database of FINRA Disclosures for Patrick Mcgrath. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Patrick McGrath | 1251254 | 11 | 06/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Patrick McGrath | 1251254 | 11 | 12/29/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Patrick McGrath | 1251254 | 11 | 06/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Patrick McGrath | 1251254 | 11 | 04/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Patrick McGrath | 1251254 | 11 | 06/30/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Patrick McGrath | 1251254 | 11 | 02/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Patrick McGrath | 1251254 | 11 | 01/10/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Patrick McGrath | 1251254 | 11 | 04/01/2013 | Customer Dispute | Settled | $5,840.00 | $0.00 | See FINRA Report |
Patrick McGrath | 1251254 | 11 | 02/11/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Patrick McGrath | 1251254 | 11 | 04/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |