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FINRA Disclosures for Patrick Mcgrath

Our Staff has compiled our research into a database of FINRA Disclosures for Patrick Mcgrath. Search or filter the database to find more about this broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Patrick McGrath12512541106/27/2023Judgment / Lien$0.00$0.00See FINRA Report
Patrick McGrath12512541112/29/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Patrick McGrath12512541106/19/2017Judgment / Lien$0.00$0.00See FINRA Report
Patrick McGrath12512541104/21/2015RegulatoryFinal$0.00$0.00See FINRA Report
Patrick McGrath12512541106/30/2014RegulatoryFinal$0.00$0.00See FINRA Report
Patrick McGrath12512541102/28/2014Judgment / Lien$0.00$0.00See FINRA Report
Patrick McGrath12512541101/10/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Patrick McGrath12512541104/01/2013Customer DisputeSettled$5,840.00$0.00See FINRA Report
Patrick McGrath12512541102/11/2010Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Patrick McGrath12512541104/24/2009Customer DisputeSettled$0.00$0.00See FINRA Report

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