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FINRA Disclosures for Jerry Dean Potter

Our Staff has compiled our research into a database of FINRA Disclosures for Jerry Dean Potter. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jerry Dean Potter1234550902/23/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Jerry Dean Potter1234550906/15/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Jerry Dean Potter1234550902/24/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
Jerry Dean Potter1234550909/01/2005Judgment / Lien$0.00$0.00See FINRA Report
Jerry Dean Potter1234550903/11/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Jerry Dean Potter1234550912/16/2002Customer DisputeSettled$5,179.16$0.00See FINRA Report
Jerry Dean Potter1234550905/08/1998Customer DisputeSettled$10,000.00$0.00See FINRA Report
Jerry Dean Potter1234550904/15/1998Employment Separation After Allegations$0.00$0.00See FINRA Report
Jerry Dean Potter1234550901/01/1998RegulatoryFinal$0.00$0.00See FINRA Report

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