Our Staff has compiled our research into a database of FINRA Disclosures for Richard Gregory Hart. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Gregory Hart | 1231363 | 3 | 05/31/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Richard Gregory Hart | 1231363 | 3 | 04/13/2016 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
Richard Gregory Hart | 1231363 | 3 | 12/22/2008 | Customer Dispute | Denied | $25,689.00 | $0.00 | See FINRA Report |