Our Staff has compiled our research into a database of FINRA Disclosures for James Kingsley Lombardo. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Kingsley Lombardo | 1229340 | 20 | 05/15/1997 | Customer Dispute | Settled | $126,769.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 03/14/1997 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 03/03/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 02/12/1997 | Customer Dispute | Settled | $58,500.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 01/24/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 01/24/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 01/22/1997 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 01/21/1997 | Customer Dispute | Settled | $106,376.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 01/20/1997 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 03/10/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |