Our Staff has compiled our research into a database of FINRA Disclosures for James Kingsley Lombardo. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Kingsley Lombardo | 1229340 | 20 | 09/06/2001 | Customer Dispute | Denied | $81,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 08/27/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 08/06/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 04/05/2001 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 01/29/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 01/22/2001 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 09/29/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 08/15/2000 | Customer Dispute | Denied | $209,346.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 09/12/1997 | Customer Dispute | Settled | $106,257.00 | $0.00 | See FINRA Report |
| James Kingsley Lombardo | 1229340 | 20 | 05/16/1997 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |