Our Staff has compiled our research into a database of FINRA Disclosures for Carl William Heick. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl William Heick | 1218327 | 97 | 01/24/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 01/23/2006 | Customer Dispute | Settled | $152,466.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 12/27/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 07/18/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 06/13/2003 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 04/07/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |