Our Staff has compiled our research into a database of FINRA Disclosures for Carl William Heick. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl William Heick | 1218327 | 97 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 10/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 04/11/2002 | Customer Dispute | Denied | $238,258.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 02/07/2002 | Customer Dispute | Settled | $62,710.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 01/03/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 10/09/2001 | Customer Dispute | Denied | $62,709.60 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 03/14/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |