Our Staff has compiled our research into a database of FINRA Disclosures for Carl William Heick. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl William Heick | 1218327 | 97 | 07/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 07/16/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 06/18/2007 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 06/04/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 05/23/2007 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 05/07/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 03/03/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 02/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 01/30/2006 | Customer Dispute | Settled | $52,950.10 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 01/26/2006 | Customer Dispute | Settled | $392,831.00 | $0.00 | See FINRA Report |