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FINRA Disclosures for Alan Kent Suiter

Our Staff has compiled our research into a database of FINRA Disclosures for Alan Kent Suiter. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alan Kent Suiter1217290705/09/2006Customer DisputeSettled$88,909.00$0.00See FINRA Report
Alan Kent Suiter1217290703/22/2006Customer DisputeSettled$72,000.00$0.00See FINRA Report
Alan Kent Suiter1217290702/27/2006Customer DisputeSettled$260,000.00$0.00See FINRA Report
Alan Kent Suiter1217290702/27/2006Customer DisputeSettled$100,000.00$0.00See FINRA Report
Alan Kent Suiter1217290702/15/2005Customer DisputeAward / Judgment$150,000.00$212,320.00See FINRA Report
Alan Kent Suiter1217290712/05/2003RegulatoryFinal$0.00$0.00See FINRA Report
Alan Kent Suiter1217290710/27/1999RegulatoryFinal$0.00$0.00See FINRA Report

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