Our Staff has compiled our research into a database of FINRA Disclosures for Bruce Gene Vollrath. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Gene Vollrath | 1212255 | 7 | 05/05/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 08/15/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Gene Vollrath | 1212255 | 7 | 08/02/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 10/21/1993 | Customer Dispute | Settled | $8,908.00 | $0.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 01/11/1993 | Customer Dispute | Award / Judgment | $35,000.00 | $19,276.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 12/18/1989 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Bruce Gene Vollrath | 1212255 | 7 | 04/11/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |