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FINRA Disclosures for David Lee Howard

Our Staff has compiled our research into a database of FINRA Disclosures for David Lee Howard. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Lee Howard1211507504/05/2022Customer DisputeSettled$0.00$0.00See FINRA Report
David Lee Howard1211507504/05/2022Customer DisputeSettled$0.00$0.00See FINRA Report
David Lee Howard1211507502/03/2022Judgment / Lien$0.00$0.00See FINRA Report
David Lee Howard1211507511/01/2019Judgment / Lien$0.00$0.00See FINRA Report
David Lee Howard1211507505/25/2016Customer DisputeSettled$0.00$0.00See FINRA Report

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