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FINRA Disclosures for Ellen Meredith Douglas

Our Staff has compiled our research into a database of FINRA Disclosures for Ellen Meredith Douglas. Search or filter the database to find more about this broker.

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Displaying 11-17 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ellen Meredith Douglas12082031705/13/2003Customer DisputeClosed-No Action$164,533.00$0.00See FINRA Report
Ellen Meredith Douglas12082031707/22/2002Customer DisputeSettled$450,000.00$0.00See FINRA Report
Ellen Meredith Douglas12082031702/01/2002Customer DisputeSettled$15,370.30$0.00See FINRA Report
Ellen Meredith Douglas12082031710/19/2001Customer DisputeSettled$576,508.00$0.00See FINRA Report
Ellen Meredith Douglas12082031703/30/2001Customer DisputeDenied$7,334.66$0.00See FINRA Report
Ellen Meredith Douglas12082031703/31/2000Customer DisputeDenied$15,120.90$0.00See FINRA Report
Ellen Meredith Douglas12082031705/26/1994Customer DisputeSettled$21,546.10$0.00See FINRA Report

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