Our Staff has compiled our research into a database of FINRA Disclosures for Ellen Meredith Douglas. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ellen Meredith Douglas | 1208203 | 17 | 05/13/2003 | Customer Dispute | Closed-No Action | $164,533.00 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 07/22/2002 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 02/01/2002 | Customer Dispute | Settled | $15,370.30 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 10/19/2001 | Customer Dispute | Settled | $576,508.00 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 03/30/2001 | Customer Dispute | Denied | $7,334.66 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 03/31/2000 | Customer Dispute | Denied | $15,120.90 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 05/26/1994 | Customer Dispute | Settled | $21,546.10 | $0.00 | See FINRA Report |